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Enforcement

Enforcement
The Enforcement Division conducts investigations and will bring enforcement action, if appropriate, against auditors, accountants, accountancy firms, and actuaries where there appears to be misconduct or a breach of the relevant professional standards.

25 September 2023
Enforcement Cases
View cases and outcomes.

29 September 2023
Consultations on Audit Enforcement Procedure, Schemes and Regulations
A timeline of consultations on Audit Enforcement Procedure, Schemes and Regulations.

25 September 2023
Enforcement Procedures archive
The versions of procedures and supporting documents listed on this page have been superseded.

25 September 2023
Enforcement Procedures
Access links to documents, policies and guidance which are supplemental to and support the FRC’s enforcement regime procedures under the Audit Enforcement Procedure, Accountancy Scheme, Actuarial Scheme and PIE Auditor Registration Regulations

25 September 2023
Audit Enforcement Procedure
The FRC is the 'competent authority' for audit in the UK. Enforcement action is taken under the FRC’s Audit Enforcement Procedure (AEP).

25 September 2023
Actuarial Scheme
The FRC is the independent disciplinary body for actuaries.

25 September 2023
Accountancy Scheme
The FRC is the independent disciplinary body for accountants and accountancy firms, and operates a disciplinary scheme for the accountancy profession.

25 September 2023
Enforcement (overview)
Read an overview of the Enforcement activities carried out by the FRC.

25 September 2023
Investigation into the preparation and approval of the financial statements of Carillion plc
News
Investigation announced in connection with The Cup Trust
News
Investigation regarding the audit of NMCN plc by BDO LLP
News
Speech by Sir Winfried Bischoff at the NAPF "Being Responsible Owners" seminar
News
MG Rover Group, Deloitte & Touche and Mr Maghsoud Einollahi – Report of Appeal Tribunal on Sanctions
News
AADB announces investigation in connection with Connaught plc
News
Investigation regarding the audit of Carr’s Group plc by KPMG LLP
News
Sanctions against PwC and former audit partner in relation to BHS
News
FRC launches consultation on changes to its disciplinary Schemes
News
Disciplinary action in relation to Autonomy Corporation plc
News
Statement by Paul George, Executive Director of Conduct at the FRC, on the outcomes of the disciplinary cases against (1) KPMG LLP and ICAEW member Mr James Marsh and (2) KPMG Audit Plc and ICAEW memb
News

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